SFC Licences of CHAU Sung Yan, Fionna 周崇茵
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Octal Capital Limited 八方金融有限公司 | RO | 6 | 13 August 2012 | |
Octal Capital Limited 八方金融有限公司 | RO | 1 | 13 August 2012 | |
Partners Capital International Limited 博大資本國際有限公司 | RO | 6 | 19 January 2004 | 10 August 2012 |
Partners Capital International Limited 博大資本國際有限公司 | RO | 1 | 19 January 2004 | 10 August 2012 |
Piper Jaffray Asia Limited 派杰亞洲有限公司 | RE | 4 | 01 April 2003 | 13 October 2003 |
Piper Jaffray Asia Limited 派杰亞洲有限公司 | RE | 6 | 01 April 2003 | 13 October 2003 |
Asia Investment Management Limited 亞洲資產管理有限公司 | RE | 9 | 01 April 2003 | 13 October 2003 |
Asia Investment Management Limited 亞洲資產管理有限公司 | RE | 6 | 01 April 2003 | 13 October 2003 |
Asia Investment Management Limited 亞洲資產管理有限公司 | RE | 4 | 01 April 2003 | 13 October 2003 |
Piper Jaffray Asia Limited 派杰亞洲有限公司 | RE | 9 | 01 April 2003 | 13 October 2003 |