| Institution |
Role |
Licences |
Start date |
End date |
Majestic Dragon Financial Services Limited 領域金融服務有限公司
|
RO |
4, 9 |
27 January 2021 |
|
Original Asset Management Limited 原創資產管理有限公司
|
RO |
4, 9 |
08 February 2019 |
21 August 2020 |
Pins Asset Management (Asia) Limited 平盛資產管理(亞洲)有限公司
|
RO |
4, 9 |
12 May 2017 |
31 July 2017 |
Austin Asia Securities Limited 新港亞洲證券有限公司
|
RO |
4, 9 |
28 November 2016 |
28 February 2017 |
Finet Securities Limited 財華證券有限公司
|
RO |
4, 9 |
17 December 2015 |
02 February 2016 |
UCF Asset Management (HK) Limited 先鋒資產管理(香港)有限公司
|
RO |
4, 9 |
28 May 2012 |
18 September 2015 |
UCF Asset Management (HK) Limited 先鋒資產管理(香港)有限公司
|
RE |
4, 9 |
14 May 2012 |
28 May 2012 |
CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司
|
RO |
4, 5, 9 |
10 October 2011 |
04 May 2012 |
CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司
|
RE |
4, 9 |
08 September 2011 |
10 October 2011 |
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司
|
RE |
2 |
18 January 2010 |
01 August 2011 |
KGI Asia Limited 凱基證券亞洲有限公司
|
RE |
4 |
10 June 2008 |
01 August 2011 |
KGI Asia Limited 凱基證券亞洲有限公司
|
RE |
1 |
16 May 2008 |
01 August 2011 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司
|
RE |
1 |
23 May 2007 |
04 January 2008 |
China Tonghai Securities Limited 中國通海證券有限公司
|
RE |
4 |
19 April 2006 |
28 February 2007 |
Centaline Wealth Management Limited 中原資產管理有限公司
|
RE |
4 |
03 December 2004 |
28 February 2006 |