SFC Licences of TANG Wai Kee 鄧偉基

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Xin Tian Dou Asset Management Ltd 新天都資產管理有限公司
RO 1, 4, 9 15 June 2020
Yupei Fortune Capital Limited 宇培增富資本有限公司
RO 1, 9 19 November 2018 20 May 2019
Yupei Fortune Capital Limited 宇培增富資本有限公司
RE 1, 9 14 September 2018 19 November 2018
Dakin Securities Limited 德健證券有限公司
RO 1, 2 04 June 2018 01 August 2018
Dakin Asset Management Limited 德健資產管理有限公司
RO 9 04 June 2018 01 August 2018
Dakin Securities Limited 德健證券有限公司
RE 1 13 March 2018 04 June 2018
Dakin Asset Management Limited 德健資產管理有限公司
RE 9 13 March 2018 04 June 2018
Yupei Fortune Capital Limited 宇培增富資本有限公司
RE 1, 4, 9 08 August 2017 31 October 2017
China Finance KAB Asset Management Limited 中金三甲資產管理有限公司
RO 4 26 August 2015 05 May 2016
China Finance KAB Asset Management Limited 中金三甲資產管理有限公司
RO 9 28 July 2015 05 May 2016
China Finance KAB Limited 中金三甲證券有限公司
RO 1, 2, 4 28 July 2015 05 May 2016
Future Growth Financial Services Limited 聚合金融服務有限公司
RO 1, 2 04 August 2011 30 June 2012
Future Growth Financial Services Limited 聚合金融服務有限公司
RE 1, 2 29 July 2011 04 August 2011
KVB Kunlun Asset Management (HK) Limited 昆侖國際資產管理(香港)有限公司
RO 4, 9 11 November 2010 29 June 2011
KVB Kunlun Securities (HK) Limited 昆侖國際證券(香港)有限公司
RO 1 11 November 2010 29 June 2011
KVB Kunlun Securities (HK) Limited 昆侖國際證券(香港)有限公司
RE 1 16 September 2010 11 November 2010
KVB Kunlun Asset Management (HK) Limited 昆侖國際資產管理(香港)有限公司
RE 4, 9 16 September 2010 11 November 2010
United Simsen Forex Dealers Limited 天行聯合滙業有限公司
RE 3 04 January 2010 21 August 2010
Huarong International Securities Limited 華融國際證券有限公司
RO 2 07 July 2009 21 August 2010
Huarong International Securities Limited 華融國際證券有限公司
RO 1, 4 23 January 2009 21 August 2010
Head & Shoulders Securities Limited 聯合證券有限公司
RO 2 11 December 2008 27 April 2010
Head & Shoulders Securities Limited 聯合證券有限公司
RO 4, 9 27 March 2008 27 April 2010
Head & Shoulders Securities Limited 聯合證券有限公司
RO 1 31 August 2007 27 April 2010
Capital Global Management Limited 瑞興全球財富管理有限公司
RO 1, 4 10 October 2006 31 July 2007
Well Link Securities Limited 立橋證券有限公司
RO 1 11 November 2005 30 September 2006
HKFN Wealth Strategy Limited 財路財富策略有限公司
RO 4 01 April 2003 11 November 2005
HKFN Wealth Strategy Limited 財路財富策略有限公司
RO 5 01 April 2003 04 January 2005