SFC Licences of TANG Wai Kee 鄧偉基

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Xin Tian Dou Asset Management Ltd 新天都資產管理有限公司	RO	9	15 June 2020	14 November 2022
Xin Tian Dou Asset Management Ltd 新天都資產管理有限公司	RO	4	15 June 2020	14 November 2022
Xin Tian Dou Asset Management Ltd 新天都資產管理有限公司	RO	1	15 June 2020	14 November 2022
Yupei Fortune Capital Limited 宇培增富資本有限公司	RO	9	19 November 2018	20 May 2019
Yupei Fortune Capital Limited 宇培增富資本有限公司	RO	1	19 November 2018	20 May 2019
Yupei Fortune Capital Limited 宇培增富資本有限公司	RE	9	14 September 2018	19 November 2018
Yupei Fortune Capital Limited 宇培增富資本有限公司	RE	1	14 September 2018	19 November 2018
Dakin Asset Management Limited 德健資產管理有限公司	RO	9	04 June 2018	01 August 2018
Dakin Securities Limited 德健證券有限公司	RO	2	04 June 2018	01 August 2018
Dakin Securities Limited 德健證券有限公司	RO	1	04 June 2018	01 August 2018
Dakin Asset Management Limited 德健資產管理有限公司	RE	9	13 March 2018	04 June 2018
Dakin Securities Limited 德健證券有限公司	RE	1	13 March 2018	04 June 2018
Yupei Fortune Capital Limited 宇培增富資本有限公司	RE	9	08 August 2017	31 October 2017
Yupei Fortune Capital Limited 宇培增富資本有限公司	RE	4	08 August 2017	31 October 2017
Yupei Fortune Capital Limited 宇培增富資本有限公司	RE	1	08 August 2017	31 October 2017
China Finance KAB Asset Management Limited 中金三甲資產管理有限公司	RO	4	26 August 2015	05 May 2016
China Finance KAB Asset Management Limited 中金三甲資產管理有限公司	RO	9	28 July 2015	05 May 2016
China Finance KAB Limited 中金三甲證券有限公司	RO	4	28 July 2015	05 May 2016
China Finance KAB Limited 中金三甲證券有限公司	RO	2	28 July 2015	05 May 2016
China Finance KAB Limited 中金三甲證券有限公司	RO	1	28 July 2015	05 May 2016
Future Growth Financial Services Limited 聚合金融服務有限公司	RO	2	04 August 2011	30 June 2012
Future Growth Financial Services Limited 聚合金融服務有限公司	RO	1	04 August 2011	30 June 2012
Future Growth Financial Services Limited 聚合金融服務有限公司	RE	2	29 July 2011	04 August 2011
Future Growth Financial Services Limited 聚合金融服務有限公司	RE	1	29 July 2011	04 August 2011
KVB Kunlun Asset Management (HK) Limited 昆侖國際資產管理(香港)有限公司	RO	9	11 November 2010	29 June 2011
KVB Kunlun Asset Management (HK) Limited 昆侖國際資產管理(香港)有限公司	RO	4	11 November 2010	29 June 2011
KVB Kunlun Securities (HK) Limited 昆侖國際證券(香港)有限公司	RO	1	11 November 2010	29 June 2011
KVB Kunlun Asset Management (HK) Limited 昆侖國際資產管理(香港)有限公司	RE	9	16 September 2010	11 November 2010
KVB Kunlun Asset Management (HK) Limited 昆侖國際資產管理(香港)有限公司	RE	4	16 September 2010	11 November 2010
KVB Kunlun Securities (HK) Limited 昆侖國際證券(香港)有限公司	RE	1	16 September 2010	11 November 2010
United Simsen Forex Dealers Limited 天行聯合滙業有限公司	RE	3	04 January 2010	21 August 2010
Huarong International Securities Limited 華融國際證券有限公司	RO	2	07 July 2009	21 August 2010
Huarong International Securities Limited 華融國際證券有限公司	RO	4	23 January 2009	21 August 2010
Huarong International Securities Limited 華融國際證券有限公司	RO	1	23 January 2009	21 August 2010
Head & Shoulders Securities Limited 聯合證券有限公司	RO	2	11 December 2008	27 April 2010
Head & Shoulders Securities Limited 聯合證券有限公司	RO	9	27 March 2008	27 April 2010
Head & Shoulders Securities Limited 聯合證券有限公司	RO	4	27 March 2008	27 April 2010
Head & Shoulders Securities Limited 聯合證券有限公司	RO	1	31 August 2007	27 April 2010
Capital Global Management Limited 瑞興全球財富管理有限公司	RO	4	10 October 2006	31 July 2007
Capital Global Management Limited 瑞興全球財富管理有限公司	RO	1	10 October 2006	31 July 2007
Well Link Securities Limited 立橋證券有限公司	RO	1	11 November 2005	30 September 2006
HKFN Wealth Strategy Limited 財路財富策略有限公司	RO	4	01 April 2003	11 November 2005
HKFN Wealth Strategy Limited 財路財富策略有限公司	RO	5	01 April 2003	04 January 2005