SFC Licences of WONG Chiu Hoi, Frederick 黃照開

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CTW Securities Limited 卓越證券有限公司 RO 1 01 November 2019 01 June 2021
CTW Securities Limited 卓越證券有限公司 RE 1 09 October 2019 01 November 2019
Pixiu Asset Management Limited (trading as APX Capital) 富瑞資產管理有限公司 (以容韜資本名義經營業務) RO 9 28 June 2017 18 January 2019
Pixiu Asset Management Limited (trading as APX Capital) 富瑞資產管理有限公司 (以容韜資本名義經營業務) RO 4 28 June 2017 18 January 2019
China Enterprise Securities Company Limited 華業金控證券有限公司 RO 9 15 August 2016 17 November 2016
China Enterprise Securities Company Limited 華業金控證券有限公司 RO 1 15 August 2016 17 November 2016
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 RE 1 30 July 2015 22 July 2016
China Hong Kong Capital Asset Management Company Limited 中港金融資產管理有限公司 RO 9 01 April 2003 01 June 2015
China Hong Kong Capital Asset Management Company Limited 中港金融資產管理有限公司 RO 1 01 April 2003 01 June 2015
China Hong Kong Capital Asset Management Company Limited 中港金融資產管理有限公司 RO 6 01 April 2003 20 June 2003
China Hong Kong Capital Asset Management Company Limited 中港金融資產管理有限公司 RO 4 01 April 2003 20 June 2003