SFC licenceholder ACG635 YU Chung Man, Joseph 余仲文

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 28 February 2020

Institution Role Licences Start date End date
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE [1] (Dealing in Securities) 14 April 2005
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RE [1] (Dealing in Securities) 01 April 2003
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RE [4] (Advising on Securities), [6] (Advising on Corporate Finance), [9] (Asset Management) 01 April 2003 15 February 2005
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RE [7] (Providing Automated Trading Services) 01 April 2003 22 August 2003