SFC Licences of YAO Lan Mai, Margaret 姚蘭玫

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Odyssey Asset Management Limited (trading as CapConnectAsia) RE 9 28 December 2020
Odyssey Asset Management Limited (trading as CapConnectAsia) RE 4 22 October 2018
Odyssey Asset Management Limited (trading as CapConnectAsia) RE 1 22 October 2018
Merrill Lynch (Asia Pacific) Limited RE 4 18 November 2011 09 November 2013
Merrill Lynch Far East Limited RE 2 10 September 2010 09 November 2013
Merrill Lynch (Asia Pacific) Limited RE 1 17 June 2005 09 November 2013