SFC Licences of YOSHIZAWA Noriyasu

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Nomura Securities (Hong Kong) Limited RE 1 11 May 2005 23 May 2005
Nomura Futures (Hong Kong) Limited RE 2 11 May 2005 23 May 2005
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RO 1 01 April 2003 21 November 2007
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RO 2 01 April 2003 21 November 2007
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RO 4 01 April 2003 21 November 2007
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RO 5 01 April 2003 21 November 2007
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RO 6 01 April 2003 21 November 2007
Nomura Futures (Hong Kong) Limited RO 2 01 April 2003 11 May 2005
Nomura Securities (Hong Kong) Limited RO 1 01 April 2003 11 May 2005
Nomura Futures (Hong Kong) Limited RO 5 01 April 2003 25 January 2005
Nomura Futures (Hong Kong) Limited RO 9 01 April 2003 25 January 2005
Nomura Securities (Hong Kong) Limited RO 4 01 April 2003 25 January 2005
Nomura Securities (Hong Kong) Limited RO 6 01 April 2003 25 January 2005
Nomura Securities (Hong Kong) Limited RO 9 01 April 2003 25 January 2005
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RO 9 01 April 2003 01 November 2004