SFC Licences of LAI Pui Ming 賴沛明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Ewarton Securities Limited 穎翔證券有限公司 | RE | 1 | 29 December 2003 | 12 January 2004 |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 | RE | 9 | 01 April 2003 | 22 December 2003 |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 | RE | 7 | 01 April 2003 | 22 December 2003 |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 | RE | 6 | 01 April 2003 | 22 December 2003 |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 | RE | 4 | 01 April 2003 | 22 December 2003 |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 | RE | 1 | 01 April 2003 | 22 December 2003 |
| ETRADE Securities Limited 億創證券有限公司 | RE | 9 | 01 April 2003 | 22 December 2003 |
| ETRADE Securities Limited 億創證券有限公司 | RE | 7 | 01 April 2003 | 22 December 2003 |
| ETRADE Securities Limited 億創證券有限公司 | RE | 1 | 01 April 2003 | 22 December 2003 |
| ETRADE Securities Limited 億創證券有限公司 | RE | 4 | 01 April 2003 | 22 December 2003 |
| ETRADE Securities Limited 億創證券有限公司 | RE | 6 | 01 April 2003 | 22 December 2003 |