SFC Licences of WONG Wai King, Mona 黃惠瓊

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Asset Dynamic Management Limited 盈動資產管理有限公司 RO 9 07 August 2018 26 April 2023
Asset Dynamic Management Limited 盈動資產管理有限公司 RO 4 07 August 2018 26 April 2023
Yuet Sheung International Securities Limited 粵商國際證券有限公司 RO 4 10 February 2017
Yuet Sheung International Securities Limited 粵商國際證券有限公司 RO 1 10 February 2017
Yuet Sheung International Securities Limited 粵商國際證券有限公司 RE 1 11 January 2017 10 February 2017
Nine Rivers Capital Partners Limited 浚承資本有限公司 RE 9 27 September 2016 31 December 2016
Nine Rivers Capital Partners Limited 浚承資本有限公司 RO 1 25 September 2015 31 December 2016
Vision Finance (Securities) Limited 匯金(證券)有限公司 RO 1 26 January 2011 01 September 2015
Vision Finance (Securities) Limited 匯金(證券)有限公司 RE 1 14 December 2009 26 January 2011
Victory Securities Company Limited 勝利證券有限公司 RE 1 21 December 2006 07 December 2009
Tiffit Securities (Hong Kong) Limited 大發証券(香港)有限公司 RE 1 02 September 2005 31 July 2006
Success Securities Limited 實德證券有限公司 RE 1 17 February 2005 06 June 2005
Sinomax Securities Limited 佳富達證券有限公司 RE 1 21 October 2004 14 February 2005
Greater China Securities Limited 大中華證券有限公司 RE 1 30 September 2004 12 October 2004
Wintech Securities Limited 盈泰證券有限公司 RE 1 18 June 2004 28 July 2004
Beijing Securities Limited 北京證券有限公司 RO 6 01 April 2003 22 December 2003
Beijing Securities Limited 北京證券有限公司 RO 1 01 April 2003 22 December 2003
Beijing Securities Limited 北京證券有限公司 RO 4 01 April 2003 22 December 2003
Beijing Securities Limited 北京證券有限公司 RO 9 01 April 2003 22 December 2003