SFC Licences of TAI Kwong Wah 戴光華
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 19 April 2013 | 14 May 2013 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 3 | 19 April 2013 | 14 May 2013 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 19 April 2013 | 14 May 2013 |
| KVB Kunlun Asset Management (HK) Limited 昆侖國際資產管理(香港)有限公司 | RE | 9 | 08 August 2011 | 01 March 2013 |
| KVB Kunlun Asset Management (HK) Limited 昆侖國際資產管理(香港)有限公司 | RE | 4 | 08 August 2011 | 01 March 2013 |
| CLSA Premium International (HK) Limited | RE | 3 | 24 November 2010 | 01 March 2013 |
| KVB Kunlun Securities (HK) Limited 昆侖國際證券(香港)有限公司 | RE | 1 | 04 August 2010 | 01 March 2013 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 02 April 2009 | 10 July 2010 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 02 April 2009 | 10 July 2010 |
| Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 | RE | 2 | 21 April 2008 | 16 March 2009 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 1 | 21 April 2008 | 16 March 2009 |