SFC Licences of LIU Yun Fun, Christina 廖潤芬
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Delta Asia Securities Limited 滙業證券有限公司 | RE | 1 | 26 April 2021 | |
Chow Sang Sang Securities Limited 周生生證券有限公司 | RE | 1 | 01 April 2003 | 23 April 2021 |
Chow Sang Sang Securities Limited 周生生證券有限公司 | RE | 6 | 01 April 2003 | 04 January 2005 |
Chow Sang Sang Securities Limited 周生生證券有限公司 | RE | 9 | 01 April 2003 | 04 January 2005 |
Chow Sang Sang Securities Limited 周生生證券有限公司 | RE | 4 | 01 April 2003 | 04 January 2005 |
Chow Sang Sang Securities (HK) Limited 周生生證券(香港)有限公司 | RE | 4 | 01 April 2003 | 29 October 2004 |
Chow Sang Sang Securities (HK) Limited 周生生證券(香港)有限公司 | RE | 9 | 01 April 2003 | 29 October 2004 |
Chow Sang Sang Securities (HK) Limited 周生生證券(香港)有限公司 | RE | 6 | 01 April 2003 | 29 October 2004 |
Chow Sang Sang Securities (HK) Limited 周生生證券(香港)有限公司 | RE | 1 | 01 April 2003 | 29 October 2004 |
Chow Sang Sang Securities Limited 周生生證券有限公司 | RE | 7 | 01 April 2003 | 04 August 2003 |
Chow Sang Sang Securities (HK) Limited 周生生證券(香港)有限公司 | RE | 7 | 01 April 2003 | 04 August 2003 |