SFC Licences of LO Po Wah, Julie 盧寶華

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
KGI Asia Limited 凱基證券亞洲有限公司	RE	4	15 March 2023
KGI Asia Limited 凱基證券亞洲有限公司	RE	1	15 March 2023
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司	RE	2	15 March 2023
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司	RE	4	25 March 2020	28 February 2023
China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司	RE	2	18 May 2018	28 February 2023
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司	RE	1	18 May 2018	28 February 2023
CES Commodities (HK) Limited 光證期貨（香港）有限公司	RE	2	01 April 2003	28 February 2023
CES Forex (HK) Limited 光證外匯（香港）有限公司	RE	3	01 April 2003	28 February 2023
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司	RE	1	01 April 2003	28 February 2023
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司	RE	4	01 April 2003	24 January 2006
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司	RE	6	01 April 2003	11 March 2005
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司	RE	9	01 April 2003	11 March 2005
CES Commodities (HK) Limited 光證期貨（香港）有限公司	RE	5	01 April 2003	08 March 2005
CES Commodities (HK) Limited 光證期貨（香港）有限公司	RE	9	01 April 2003	08 March 2005
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司	RE	7	01 April 2003	07 July 2003