| Institution |
Role |
Licences |
Start date |
End date |
| GF Futures (Hong Kong) Co., Limited 廣發期貨(香港)有限公司 |
RE |
2 |
18 June 2019 |
|
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
RE |
1 |
22 May 2019 |
|
| Hantec Futures Limited 亨達期貨有限公司 |
RE |
2 |
22 January 2019 |
25 April 2019 |
| Hantec Securities Co. Limited 亨達證券有限公司 |
RE |
1 |
22 January 2019 |
25 April 2019 |
| Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 |
RE |
2 |
17 September 2014 |
04 January 2019 |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
RE |
1 |
17 September 2014 |
04 January 2019 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
RE |
2 |
01 April 2003 |
04 September 2014 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RE |
1 |
01 April 2003 |
04 September 2014 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
RE |
5 |
01 April 2003 |
24 May 2004 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
RE |
7 |
01 April 2003 |
24 May 2004 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RE |
9 |
01 April 2003 |
24 May 2004 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RE |
7 |
01 April 2003 |
24 May 2004 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RE |
6 |
01 April 2003 |
24 May 2004 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RE |
4 |
01 April 2003 |
24 May 2004 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
RE |
9 |
01 April 2003 |
24 May 2004 |