SFC Licences of IP Yu Pang 葉如鵬

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
GF Futures (Hong Kong) Co., Limited 廣發期貨(香港)有限公司
RE 2 18 June 2019
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司
RE 1 22 May 2019
Hantec Futures Limited 亨達期貨有限公司
RE 2 22 January 2019 25 April 2019
Hantec Securities Co. Limited 亨達證券有限公司
RE 1 22 January 2019 25 April 2019
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司
RE 1 17 September 2014 04 January 2019
Soochow Securities International Futures Limited 東吳證券國際期貨有限公司
RE 2 17 September 2014 04 January 2019
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 1 01 April 2003 04 September 2014
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RE 2 01 April 2003 04 September 2014
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RE 5, 7, 9 01 April 2003 24 May 2004
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 4, 6, 7, 9 01 April 2003 24 May 2004