SFC Licences of IP Yu Pang 葉如鵬
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
GF Futures (Hong Kong) Co., Limited 廣發期貨(香港)有限公司 |
RE | 2 | 18 June 2019 | |
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
RE | 1 | 22 May 2019 | |
Hantec Futures Limited 亨達期貨有限公司 |
RE | 2 | 22 January 2019 | 25 April 2019 |
Hantec Securities Co. Limited 亨達證券有限公司 |
RE | 1 | 22 January 2019 | 25 April 2019 |
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
RE | 1 | 17 September 2014 | 04 January 2019 |
Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 |
RE | 2 | 17 September 2014 | 04 January 2019 |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RE | 1 | 01 April 2003 | 04 September 2014 |
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
RE | 2 | 01 April 2003 | 04 September 2014 |
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
RE | 5, 7, 9 | 01 April 2003 | 24 May 2004 |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RE | 4, 6, 7, 9 | 01 April 2003 | 24 May 2004 |