SFC Licences of YUEN Shuk Kam, Nicole 袁淑琴
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Optimas Capital Limited 中庸資本有限公司 | RE | 9 | 19 October 2020 | 17 November 2022 |
| Optimas Capital Limited 中庸資本有限公司 | RE | 4 | 19 October 2020 | 17 November 2022 |
| Optimas Capital Limited 中庸資本有限公司 | RE | 1 | 19 October 2020 | 17 November 2022 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RO | 4 | 19 June 2014 | 18 November 2017 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RO | 1 | 19 June 2014 | 18 November 2017 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 19 July 2012 | 19 June 2014 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 19 July 2012 | 19 June 2014 |
| UBS Securities Asia Limited | RE | 4 | 15 June 2007 | 21 March 2012 |
| UBS Securities Asia Limited | RE | 1 | 24 March 2005 | 21 March 2012 |
| UBS Securities Asia Limited | RO | 4 | 01 April 2003 | 24 March 2005 |
| UBS Securities Asia Limited | RO | 1 | 01 April 2003 | 24 March 2005 |
| UBS Securities Asia Limited | RO | 9 | 01 April 2003 | 04 February 2005 |
| UBS Securities Asia Limited | RO | 6 | 01 April 2003 | 04 February 2005 |