SFC licenceholder ACH723 YUEN Cheuk Bun, Ben 阮卓斌

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BOCHK Asset Management Limited 中銀香港資產管理有限公司 RO 1 (Dealing in Securities), 4 (Advising on Securities), 9 (Asset Management) 2014-07-10
BOCHK Asset Management Limited 中銀香港資產管理有限公司 RE 1 (Dealing in Securities), 4 (Advising on Securities), 9 (Asset Management) 2014-05-02 2014-07-10
UBS Asset Management (Hong Kong) Limited RO 1 (Dealing in Securities) 2012-09-12 2013-12-20
UBS Asset Management (Hong Kong) Limited RO 4 (Advising on Securities), 9 (Asset Management) 2006-05-29 2013-12-20
UBS Asset Management (Hong Kong) Limited RE 9 (Asset Management), 4 (Advising on Securities) 2006-04-24 2006-05-29
First Sentier Investors (Hong Kong) Limited RO 4 (Advising on Securities), 5 (Advising on Futures Contracts), 9 (Asset Management) 2004-05-17 2006-02-28
First State (Hong Kong) LLC RO 4 (Advising on Securities), 5 (Advising on Futures Contracts), 9 (Asset Management) 2004-05-17 2006-02-28
First State (Hong Kong) LLC RE 9 (Asset Management), 4 (Advising on Securities), 5 (Advising on Futures Contracts) 2003-04-01 2004-05-17
First Sentier Investors (Hong Kong) Limited RE 5 (Advising on Futures Contracts), 4 (Advising on Securities), 9 (Asset Management) 2003-04-01 2004-05-17
First State (Hong Kong) LLC RE 6 (Advising on Corporate Finance) 2003-04-01 2004-03-05
First Sentier Investors (Hong Kong) Limited RE 6 (Advising on Corporate Finance), 1 (Dealing in Securities) 2003-04-01 2004-03-05