SFC licenceholder ACH723 YUEN Cheuk Bun, Ben 阮卓斌

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 25 February 2020

Institution Role Licences Start date End date
BOCHK Asset Management Limited 中銀香港資產管理有限公司 RO [1] (Dealing in Securities), [4] (Advising on Securities), [9] (Asset Management) 10 July 2014
BOCHK Asset Management Limited 中銀香港資產管理有限公司 RE [1] (Dealing in Securities), [4] (Advising on Securities), [9] (Asset Management) 02 May 2014 10 July 2014
UBS Asset Management (Hong Kong) Limited RO [1] (Dealing in Securities) 12 September 2012 20 December 2013
UBS Asset Management (Hong Kong) Limited RO [4] (Advising on Securities), [9] (Asset Management) 29 May 2006 20 December 2013
UBS Asset Management (Hong Kong) Limited RE [4] (Advising on Securities), [9] (Asset Management) 24 April 2006 29 May 2006
First State Investments (Hong Kong) Limited RO [4] (Advising on Securities), [5] (Advising on Futures Contracts), [9] (Asset Management) 17 May 2004 28 February 2006
First State (Hong Kong) LLC RO [4] (Advising on Securities), [5] (Advising on Futures Contracts), [9] (Asset Management) 17 May 2004 28 February 2006
First State Investments (Hong Kong) Limited RE [4] (Advising on Securities), [5] (Advising on Futures Contracts), [9] (Asset Management) 01 April 2003 17 May 2004
First State (Hong Kong) LLC RE [4] (Advising on Securities), [5] (Advising on Futures Contracts), [9] (Asset Management) 01 April 2003 17 May 2004
First State Investments (Hong Kong) Limited RE [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 01 April 2003 05 March 2004
First State (Hong Kong) LLC RE [6] (Advising on Corporate Finance) 01 April 2003 05 March 2004