SFC Licences of KWOK Ka Lok 郭家樂

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CASH Wealth Management Limited 時富財富管理有限公司 RE 4 23 December 2021 28 February 2022
Celestial Securities Limited 時富證券有限公司 RE 1 23 December 2021 28 February 2022
CASH Wealth Management Limited 時富財富管理有限公司 RO 4 09 April 2021 23 December 2021
CASH Wealth Management Limited 時富財富管理有限公司 RO 9 27 November 2020 28 February 2022
Celestial Securities Limited 時富證券有限公司 RO 1 27 November 2020 23 December 2021
CASH Wealth Management Limited 時富財富管理有限公司 RE 1 12 September 2019 28 February 2022
CASH Wealth Management Limited 時富財富管理有限公司 RE 4 12 September 2019 09 April 2021
CASH Wealth Management Limited 時富財富管理有限公司 RE 9 12 September 2019 27 November 2020
Celestial Securities Limited 時富證券有限公司 RE 1 12 September 2019 27 November 2020
CASH Wealth Management Limited 時富財富管理有限公司 RO 9 22 February 2019 12 September 2019
CASH Wealth Management Limited 時富財富管理有限公司 RO 4 22 February 2019 12 September 2019
CASH Wealth Management Limited 時富財富管理有限公司 RO 1 22 February 2019 12 September 2019
Celestial Securities Limited 時富證券有限公司 RO 1 22 February 2019 12 September 2019
BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 RO 9 01 April 2003 26 August 2005
BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 RO 5 01 April 2003 26 August 2005
BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 RO 1 01 April 2003 26 August 2005
BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 RO 4 01 April 2003 26 August 2005
BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 RO 6 01 April 2003 18 February 2005