SFC Licences of TANG Kin Chor 鄧建初

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
SunRiver International Securities Group Limited 淞港國際證券集團有限公司 RO 9 05 January 2021 09 October 2023
SunRiver International Securities Group Limited 淞港國際證券集團有限公司 RO 4 05 January 2021 09 October 2023
SunRiver International Securities Group Limited 淞港國際證券集團有限公司 RO 1 05 January 2021 09 October 2023
Alpha Win Capital Limited 中源國際資本有限公司 RO 9 02 March 2020 21 November 2020
Alpha Win Capital Limited 中源國際資本有限公司 RO 4 02 March 2020 21 November 2020
Alpha Win Capital Limited 中源國際資本有限公司 RO 1 06 March 2019 21 November 2020
CASH Wealth Management Limited 時富財富管理有限公司 RE 4 23 December 2016 13 January 2019
CASH Asset Management Limited 時富資產管理有限公司 RE 9 10 February 2011 13 January 2019
Celestial Commodities Limited 時富商品有限公司 RE 2 04 October 2004 13 January 2019
Celestial Securities Limited 時富證券有限公司 RE 1 04 October 2004 13 January 2019
Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 RE 2 01 April 2003 28 September 2004
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 1 01 April 2003 28 September 2004
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 4 01 April 2003 09 January 2004
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 6 01 April 2003 09 January 2004
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 9 01 April 2003 09 January 2004