SFC Licences of TANG Suk Ngao, Raymond 鄧叔翱
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 | RO | 6 | 29 October 2003 | 29 August 2005 |
TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 | RE | 6 | 28 October 2003 | 29 October 2003 |
JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 | RE | 6 | 27 October 2003 | 28 October 2003 |
JS Cresvale Capital Limited 日盛嘉富資本有限公司 | RE | 6 | 27 October 2003 | 28 October 2003 |
JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 | RO | 6 | 01 April 2003 | 27 October 2003 |
JS Cresvale Capital Limited 日盛嘉富資本有限公司 | RO | 6 | 01 April 2003 | 27 October 2003 |