SFC Licences of TANG Suk Ngao, Raymond 鄧叔翱

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 RO 6 29 October 2003 29 August 2005
TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 RE 6 28 October 2003 29 October 2003
JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 RE 6 27 October 2003 28 October 2003
JS Cresvale Capital Limited 日盛嘉富資本有限公司 RE 6 27 October 2003 28 October 2003
JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 RO 6 01 April 2003 27 October 2003
JS Cresvale Capital Limited 日盛嘉富資本有限公司 RO 6 01 April 2003 27 October 2003