SFC Licences of AU-YONG Shong, Samuel 歐陽淞

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Upbest Assets Management Limited 美建管理有限公司	RO	6	04 October 2018
Upbest Securities Company Limited 美建證券有限公司	RO	6	04 October 2018
Euto Capital Partners Limited 裕韜資本有限公司	RO	6	28 April 2015	31 July 2018
Neutral Financial Holding Company Limited 中和金控有限公司	RO	6	27 June 2012	31 March 2015
Neutral Financial Holding Company Limited 中和金控有限公司	RE	6	02 May 2012	27 June 2012
South West Capital Limited 西南融資有限公司	RO	6	30 June 2011	01 March 2012
Joy Silver Limited 喜銀有限公司	RE	1	19 May 2010	30 December 2010
VBG Capital Limited 建泉融資有限公司	RE	9	08 September 2009	30 December 2010
VBG Capital Limited 建泉融資有限公司	RE	4	08 September 2009	30 December 2010
VBG Capital Limited 建泉融資有限公司	RE	9	06 February 2009	20 April 2009
VBG Capital Limited 建泉融資有限公司	RE	4	06 February 2009	20 April 2009
Joy Silver Limited 喜銀有限公司	RO	6	08 March 2007	30 December 2010
Baron Asia Limited 建勤亞洲有限公司	RO	6	25 August 2005	22 December 2006
Joy Silver Limited 喜銀有限公司	RO	6	17 September 2003	21 July 2005
Joy Silver Limited 喜銀有限公司	RO	1	17 September 2003	21 July 2005
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司	RO	6	01 April 2003	07 July 2003
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司	RO	4	01 April 2003	07 July 2003
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司	RO	1	01 April 2003	07 July 2003