SFC Licences of LAU Yuen Pan, Anna 劉源彬
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 16 April 2007 | 01 August 2009 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 16 April 2007 | 01 August 2009 |