SFC Licences of LO Dune Yee, Theresa 羅端儀
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Taurus Associates Asset Management Limited 托利斯聯席基金管理有限公司 | RO | 9 | 27 October 2009 | 15 May 2012 |
| Taurus Associates Asset Management Limited 托利斯聯席基金管理有限公司 | RO | 4 | 27 October 2009 | 15 May 2012 |
| Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 | RE | 9 | 30 July 2007 | 21 May 2008 |
| Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 | RE | 4 | 18 June 2007 | 21 May 2008 |
| BOCI Research Limited 中銀國際研究有限公司 | RE | 4 | 23 February 2004 | 08 May 2007 |