SFC Licences of WONG Johnny Kin Man 黃建文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 4 | 17 September 2020 | |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 4 | 22 October 2014 | 23 August 2019 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 14 December 2012 | 09 October 2014 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 4 | 13 March 2009 | 16 November 2012 |
| Focus Asset Management Company Limited 丰盈資產管理有限公司 | RO | 9 | 24 April 2008 | 31 December 2008 |