SFC Licences of LEE Jack Sze Chit 李思捷
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Harmony Wealth Management Limited 匯晉資產管理有限公司 | RE | 9 | 14 March 2023 | |
| Harmony Wealth Management Limited 匯晉資產管理有限公司 | RE | 4 | 14 March 2023 | |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 02 March 2020 | 18 January 2021 |
| Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 | RE | 4 | 27 September 2004 | 31 March 2007 |
| Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 | RE | 1 | 27 September 2004 | 31 March 2007 |