SFC Licences of LEE Chen Kwok, John 李鎮國
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS AG | 6 | 09 May 2018 | ||
UBS AG | 4 | 09 May 2018 | ||
UBS AG | 1 | 09 May 2018 | ||
UBS Securities Hong Kong Limited | RO | 6 | 27 July 2017 | |
UBS Securities Hong Kong Limited | RE | 6 | 08 March 2017 | 27 July 2017 |
Merrill Lynch Far East Limited | RO | 6 | 06 June 2005 | 01 December 2016 |
Merrill Lynch Far East Limited | RO | 4 | 06 June 2005 | 01 December 2016 |
Merrill Lynch Far East Limited | RO | 1 | 06 June 2005 | 01 December 2016 |
Merrill Lynch (Asia Pacific) Limited | RO | 6 | 06 June 2005 | 01 December 2016 |
Merrill Lynch (Asia Pacific) Limited | RO | 4 | 06 June 2005 | 01 December 2016 |
Merrill Lynch (Asia Pacific) Limited | RO | 1 | 06 June 2005 | 01 December 2016 |
Merrill Lynch Far East Limited | RE | 1 | 01 April 2003 | 06 June 2005 |
Merrill Lynch Far East Limited | RE | 6 | 01 April 2003 | 06 June 2005 |
Merrill Lynch (Asia Pacific) Limited | RE | 6 | 01 April 2003 | 06 June 2005 |
Merrill Lynch Far East Limited | RE | 4 | 01 April 2003 | 06 June 2005 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 01 April 2003 | 06 June 2005 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 01 April 2003 | 06 June 2005 |
Merrill Lynch (Asia Pacific) Limited | RE | 7 | 01 April 2003 | 23 March 2005 |
Merrill Lynch (Asia Pacific) Limited | RE | 9 | 01 April 2003 | 25 January 2005 |
Merrill Lynch Far East Limited | RE | 9 | 01 April 2003 | 25 January 2005 |