SFC Licences of TSEUNG Yuk Hei, Kenneth 蔣旭熙

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Patrons Capital Limited 百惠資本有限公司 RE 6 28 August 2023 08 March 2024
Silver Nile Global Investments Limited 銀豐環球投資有限公司 RO 6 26 July 2021 30 April 2023
HeungKong Capital Limited 香江資本有限公司 RO 6 19 October 2020 22 February 2023
HeungKong Capital Limited 香江資本有限公司 RE 6 25 September 2020 19 October 2020
Mason Global Capital Limited 茂宸環球資本有限公司 RO 6 15 May 2018 09 April 2020
Mason Securities Limited 茂宸證券有限公司 RO 1 11 May 2017 16 January 2020
Mason Securities Limited 茂宸證券有限公司 RO 6 11 May 2017 22 June 2018
Mason Securities Limited 茂宸證券有限公司 RE 6 09 February 2017 11 May 2017
Mason Securities Limited 茂宸證券有限公司 RE 1 09 February 2017 11 May 2017
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 RO 6 24 January 2013 08 February 2017
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 RO 1 24 January 2013 08 February 2017
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 RE 6 03 September 2012 24 January 2013
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 RE 1 03 September 2012 24 January 2013
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RO 6 30 March 2010 19 March 2012
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RO 4 30 March 2010 19 March 2012
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RO 1 30 March 2010 19 March 2012
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 4 18 December 2009 30 March 2010
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 6 01 December 2009 30 March 2010
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 1 01 December 2009 30 March 2010
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 RO 6 30 March 2007 16 November 2009
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 RO 1 30 March 2007 16 November 2009
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 RE 6 23 August 2006 30 March 2007
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 RE 1 23 August 2006 30 March 2007
BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 RO 6 01 April 2003 15 October 2004