SFC Licences of TUNG Yim 董艷

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Luk Fook Futures (HK) Limited 六福期貨(香港)有限公司 RE 2 12 August 2022
Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 RE 1 12 August 2022
CES Commodities (HK) Limited 光證期貨（香港）有限公司 RE 2 10 March 2021 11 August 2022
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 RE 1 10 March 2021 11 August 2022
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 01 April 2003 11 February 2021
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 01 April 2003 11 February 2021
Haitong International Securities Company Limited 海通國際證券有限公司 RE 4 01 April 2003 06 October 2003
Haitong International Futures Limited 海通國際期貨有限公司 RE 9 01 April 2003 06 October 2003
Haitong International Futures Limited 海通國際期貨有限公司 RE 5 01 April 2003 06 October 2003
Haitong International Futures Limited 海通國際期貨有限公司 RE 7 01 April 2003 06 October 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 6 01 April 2003 29 September 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 9 01 April 2003 29 September 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 7 01 April 2003 29 September 2003