SFC Licences of CHAN Kai Yan 陳啟仁
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Celestial Commodities Limited 時富商品有限公司 | RE | 2 | 02 September 2009 | 01 November 2017 |
| Celestial Securities Limited 時富證券有限公司 | RE | 1 | 02 September 2009 | 01 November 2017 |
| Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 27 April 2009 | 28 August 2009 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 27 April 2009 | 28 August 2009 |
| Celestial Securities Limited 時富證券有限公司 | RE | 1 | 28 August 2007 | 02 July 2008 |
| Celestial Commodities Limited 時富商品有限公司 | RE | 2 | 10 December 2003 | 02 July 2008 |
| Celestial Commodities Limited 時富商品有限公司 | RE | 7 | 10 December 2003 | 02 March 2004 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 2 | 01 April 2003 | 11 September 2003 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 9 | 01 April 2003 | 11 September 2003 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 5 | 01 April 2003 | 11 September 2003 |