SFC Licences of NGAI Ting Huen 魏庭萱

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CNI Global Assets Management Limited 中國北方環球資產管理有限公司 RO 9 17 August 2018 04 September 2020
CNI Securities Group Limited 中國北方證券集團有限公司 RO 4 13 May 2014 04 September 2020
CNI Securities Group Limited 中國北方證券集團有限公司 RO 2 28 June 2011 04 September 2020
CNI Securities Group Limited 中國北方證券集團有限公司 RO 1 09 March 2011 04 September 2020
Oriental Wealth Futures Limited 東方滙富期貨有限公司 RE 2 19 January 2011 08 February 2011
Oriental Wealth Securities Limited 東方滙富證券有限公司 RE 1 19 January 2011 08 February 2011
Oriental Wealth Securities Limited 東方滙富證券有限公司 RO 1 26 July 2010 19 January 2011
Oriental Wealth Futures Limited 東方滙富期貨有限公司 RO 2 18 March 2010 19 January 2011
Oriental Wealth Securities Limited 東方滙富證券有限公司 RE 1 22 December 2009 26 July 2010
Oriental Wealth Futures Limited 東方滙富期貨有限公司 RE 2 22 December 2009 18 March 2010
One China Securities Limited 一中證券有限公司 RO 2 25 June 2007 16 September 2008
One China Securities Limited 一中證券有限公司 RE 1 25 June 2007 16 September 2008
BOCI Commodities & Futures Limited 中銀國際期貨有限公司 RE 2 10 February 2004 03 October 2005
BOCI Securities Limited 中銀國際證券有限公司 RE 1 10 February 2004 03 October 2005
CES Commodities (HK) Limited 光證期貨(香港)有限公司 RE 2 10 December 2003 13 January 2004
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 10 December 2003 13 January 2004
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 RO 2 01 April 2003 30 September 2003