SFC Licences of CHOW Wing Hong 周永康

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Prime Courage Securities Company Limited 安裕證券投資有限公司 RE 1 27 May 2013
CLSA Limited 中信里昂證券有限公司 RE 1 25 January 2007 01 December 2012
Macquarie Capital Limited 麥格理資本股份有限公司 RE 1 09 October 2006 20 January 2007
CLSA Limited 中信里昂證券有限公司 RE 1 01 April 2003 28 September 2006
CLSA Limited 中信里昂證券有限公司 RE 9 01 April 2003 18 March 2004
CLSA Limited 中信里昂證券有限公司 RE 6 01 April 2003 18 March 2004
CLSA Limited 中信里昂證券有限公司 RE 4 01 April 2003 18 March 2004