SFC Licences of CHOW Wing Hong 周永康
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Prime Courage Securities Company Limited 安裕證券投資有限公司 | RE | 1 | 27 May 2013 | |
CLSA Limited 中信里昂證券有限公司 | RE | 1 | 25 January 2007 | 01 December 2012 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 09 October 2006 | 20 January 2007 |
CLSA Limited 中信里昂證券有限公司 | RE | 1 | 01 April 2003 | 28 September 2006 |
CLSA Limited 中信里昂證券有限公司 | RE | 9 | 01 April 2003 | 18 March 2004 |
CLSA Limited 中信里昂證券有限公司 | RE | 6 | 01 April 2003 | 18 March 2004 |
CLSA Limited 中信里昂證券有限公司 | RE | 4 | 01 April 2003 | 18 March 2004 |