SFC Licences of LEUNG Yuen Ha 梁婉霞
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 23 January 2014 | 11 June 2015 |
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 1 | 10 March 2011 | 29 May 2013 |
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 4 | 10 March 2011 | 14 November 2012 |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 01 April 2003 | 25 December 2010 |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 6 | 01 April 2003 | 27 January 2005 |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 9 | 01 April 2003 | 27 January 2005 |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 4 | 01 April 2003 | 27 January 2005 |