SFC Licences of LEE Wai Nam 李偉南

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Shangding International Asset Management Company Limited 上鼎國際資產管理有限公司	RE	9	18 April 2024
Metaverse Securities Limited 元宇證券有限公司	RE	4	29 August 2023	11 March 2024
Metaverse Securities Limited 元宇證券有限公司	RE	1	29 August 2023	11 March 2024
Anli Securities Limited 安里證券有限公司	RO	4	20 April 2021	06 April 2023
Anli Securities Limited 安里證券有限公司	RO	1	20 April 2021	06 April 2023
Anli Securities Limited 安里證券有限公司	RE	4	31 December 2019	20 April 2021
Anli Securities Limited 安里證券有限公司	RE	1	31 December 2019	20 April 2021
Leeds Fund International Limited 競富基金國際有限公司	RE	9	13 June 2019	01 July 2019
Leeds Securities Investment Limited 競富證券金融有限公司	RE	1	06 May 2019	01 July 2019
Leeds Fund International Limited 競富基金國際有限公司	RE	4	06 May 2019	01 July 2019
GCINT Limited 金禧國際證券有限公司	RO	4	05 October 2018	19 April 2019
GCINT Limited 金禧國際證券有限公司	RO	1	05 October 2018	19 April 2019
Shanxi Securities International Limited 山證國際證券有限公司	RO	1	10 June 2015	28 November 2017
orientiert XYZ Securities Limited	RO	1	02 April 2013	29 October 2014
orientiert XYZ Securities Limited	RE	4	08 August 2012	29 October 2014
orientiert XYZ Securities Limited	RE	1	08 August 2012	02 April 2013
CMBC Securities Company Limited 民銀證券有限公司	RO	4	26 October 2011	07 May 2012
CMBC Securities Company Limited 民銀證券有限公司	RO	1	02 February 2011	07 May 2012
CMBC International Futures Company Limited 民銀國際期貨有限公司	RO	2	20 August 2010	07 May 2012
CMBC Securities Company Limited 民銀證券有限公司	RE	1	25 February 2009	02 February 2011
Hooray Securities Limited 好盈證券有限公司	RE	1	01 April 2003	14 November 2003
VERCAP Financial Services Limited 和昇金融服務有限公司	RE	2	01 April 2003	14 November 2003
Hooray Securities Limited 好盈證券有限公司	RE	4	01 April 2003	13 August 2003
Hooray Securities Limited 好盈證券有限公司	RE	6	01 April 2003	13 August 2003
Hooray Securities Limited 好盈證券有限公司	RE	9	01 April 2003	13 August 2003