SFC Licences of LAW Nicholas Kwan Chak 羅君澤
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 | RE | 1 | 31 August 2010 | 09 April 2021 |
| Giga (Hong Kong) Limited | RE | 9 | 16 November 2006 | 11 December 2009 |
| Giga (Hong Kong) Limited | RE | 4 | 16 November 2006 | 11 December 2009 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 17 November 2005 | 01 November 2006 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 23 September 2004 | 13 December 2004 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 23 September 2004 | 03 December 2004 |