SFC Licences of LIM Eric Kian Hoe
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Aspen Hill Partners (Hong Kong) Limited | RO | 9 | 05 October 2009 | |
Aspen Hill Partners (Hong Kong) Limited | RO | 4 | 05 October 2009 | |
Aspen Hill Partners (Hong Kong) Limited | RE | 9 | 08 May 2009 | 05 October 2009 |
Aspen Hill Partners (Hong Kong) Limited | RE | 4 | 08 May 2009 | 05 October 2009 |
AIG Financial Products (International) Limited | RE | 1 | 27 December 2006 | 17 April 2009 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 28 November 2003 | 29 June 2005 |