SFC Licences of KLAINGUTI Andreas Giorgio
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 07 September 2011 | 16 July 2012 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 07 September 2011 | 16 July 2012 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 07 September 2011 | 16 July 2012 |
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RO | 4 | 12 April 2010 | 08 August 2011 |
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RO | 1 | 12 April 2010 | 08 August 2011 |
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 4 | 29 January 2010 | 12 April 2010 |
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 1 | 29 January 2010 | 12 April 2010 |