SFC Licences of KIM Hyun Ho 金賢鎬

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Oppenheimer Investments Asia Limited 凱萬亞洲有限公司 RO 1 26 January 2018
Oppenheimer Investments Asia Limited 凱萬亞洲有限公司 RO 4 21 March 2014
Oppenheimer Investments Asia Limited 凱萬亞洲有限公司 RE 1 17 January 2014 26 January 2018
Oppenheimer Investments Asia Limited 凱萬亞洲有限公司 RE 4 17 January 2014 21 March 2014
Mirae Asset Wealth Management (HK) Limited 未來資產財富管理(香港)有限公司 RE 1 16 August 2011 31 July 2012
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RE 4 25 March 2009 01 August 2011
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RE 2 13 March 2009 01 August 2011
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RE 1 13 March 2009 01 August 2011
Morgan Stanley Hong Kong Futures Limited RE 7 11 August 2008 07 November 2008
Morgan Stanley Hong Kong Futures Limited RE 2 11 August 2008 07 November 2008
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 7 11 August 2008 07 November 2008
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 11 August 2008 07 November 2008
HSBC Securities (Asia) Limited RE 1 19 April 2005 14 November 2005
NH Investment & Securities (H.K.) Limited 農協投資證券(香港)有限公司 RE 1 01 April 2003 29 March 2005
NH Investment & Securities (H.K.) Limited 農協投資證券(香港)有限公司 RE 6 01 April 2003 13 January 2004
NH Investment & Securities (H.K.) Limited 農協投資證券(香港)有限公司 RE 4 01 April 2003 13 January 2004
NH Investment & Securities (H.K.) Limited 農協投資證券(香港)有限公司 RE 9 01 April 2003 13 January 2004