SFC Licences of LEE Joseph B
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | RO | 2 | 07 August 2023 | |
| Merrill Lynch Far East Limited | RO | 1 | 25 August 2015 | |
| Merrill Lynch (Asia Pacific) Limited | RO | 1 | 25 August 2015 | |
| Merrill Lynch Far East Limited | RE | 2 | 27 April 2011 | 07 August 2023 |
| Merrill Lynch Far East Limited | RE | 1 | 27 April 2011 | 25 August 2015 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 27 April 2011 | 25 August 2015 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RO | 4 | 01 April 2003 | 13 February 2010 |