SFC Licences of CHAN Wa Ming 陳華明

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 1 01 June 2006
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 7 26 November 2009 30 November 2015
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE 1 29 September 2005 14 April 2006
CLSA Limited 中信里昂證券有限公司 RE 1 01 April 2003 27 September 2005
CLSA Limited 中信里昂證券有限公司 RE 4 01 April 2003 18 March 2004
CLSA Limited 中信里昂證券有限公司 RE 6 01 April 2003 18 March 2004
CLSA Limited 中信里昂證券有限公司 RE 9 01 April 2003 18 March 2004