SFC Licences of CHAN Wa Ming 陳華明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 7 | 26 November 2009 | 30 November 2015 |
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 1 | 01 June 2006 | |
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 29 September 2005 | 14 April 2006 |
CLSA Limited 中信里昂證券有限公司 | RE | 1 | 01 April 2003 | 27 September 2005 |
CLSA Limited 中信里昂證券有限公司 | RE | 4 | 01 April 2003 | 18 March 2004 |
CLSA Limited 中信里昂證券有限公司 | RE | 9 | 01 April 2003 | 18 March 2004 |
CLSA Limited 中信里昂證券有限公司 | RE | 6 | 01 April 2003 | 18 March 2004 |