SFC Licences of HSU Duff Karman 徐嘉文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RO | 6 | 18 May 2012 | |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RO | 4 | 18 May 2012 | |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RO | 1 | 18 May 2012 | |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 6 | 28 February 2012 | 18 May 2012 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 4 | 28 February 2012 | 18 May 2012 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 28 February 2012 | 18 May 2012 |
| Octal Capital Limited 八方金融有限公司 | RO | 1 | 24 November 2011 | 03 January 2012 |
| Octal Capital Limited 八方金融有限公司 | RO | 6 | 01 June 2011 | 03 January 2012 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RO | 4 | 01 August 2005 | 30 June 2009 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RO | 6 | 01 April 2003 | 30 June 2009 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RO | 1 | 01 April 2003 | 30 June 2009 |