SFC Licences of WAN Ten Lap 溫天納

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Partners Capital International Limited 博大資本國際有限公司 RO 6 06 March 2015
Partners Capital International Limited 博大資本國際有限公司 RO 1 06 March 2015
Neutral Financial Holding Company Limited 中和金控有限公司 RO 6 16 August 2013 27 February 2015
Neutral Financial Holding Company Limited 中和金控有限公司 RE 1 16 August 2013 27 February 2015
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RO 6 29 January 2009 11 April 2013
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RE 1 09 December 2008 11 April 2013
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RE 6 09 December 2008 29 January 2009
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 RO 6 21 September 2007 08 August 2008
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 RO 1 21 September 2007 08 August 2008
BOCOM International Holdings Company Limited 交銀國際控股有限公司 RO 6 06 March 2007 03 March 2008
BOCOM International Holdings Company Limited 交銀國際控股有限公司 RO 1 06 March 2007 03 March 2008
BOCOM International Holdings Company Limited 交銀國際控股有限公司 RE 6 15 January 2007 06 March 2007
BOCOM International Holdings Company Limited 交銀國際控股有限公司 RE 1 15 January 2007 06 March 2007
Central China International Capital Limited 中州國際融資有限公司 RO 6 28 September 2004 04 January 2007
Central China International Capital Limited 中州國際融資有限公司 RO 1 28 September 2004 04 January 2007
Central China International Capital Limited 中州國際融資有限公司 RE 6 03 September 2004 28 September 2004
Central China International Capital Limited 中州國際融資有限公司 RE 1 03 September 2004 28 September 2004
Neutral Financial Holding Company Limited 中和金控有限公司 RO 6 29 April 2003 18 August 2004
Neutral Financial Holding Company Limited 中和金控有限公司 RO 1 29 April 2003 18 August 2004