SFC Licences of CHU Ka Kit, Peter 朱家傑

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RO 4 30 May 2014
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 4 14 August 2012 30 May 2014
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RE 4 24 August 2009 16 February 2012
Daiwa Institute of Research (Hong Kong) Limited 大和總研(香港)有限公司 RE 4 19 October 2005 30 January 2012
Kingston Securities Limited 金利豐證券有限公司 RE 1 01 April 2003 27 September 2005
Kingston Securities Limited 金利豐證券有限公司 RE 9 01 April 2003 23 August 2004
Kingston Securities Limited 金利豐證券有限公司 RE 4 01 April 2003 23 August 2004
Kingston Securities Limited 金利豐證券有限公司 RE 6 01 April 2003 23 August 2004
Kingston Securities Limited 金利豐證券有限公司 RE 7 01 April 2003 04 July 2003