SFC Licences of CHU Ka Kit, Peter 朱家傑
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RO | 4 | 30 May 2014 | |
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 4 | 14 August 2012 | 30 May 2014 |
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 4 | 24 August 2009 | 16 February 2012 |
Daiwa Institute of Research (Hong Kong) Limited 大和總研(香港)有限公司 | RE | 4 | 19 October 2005 | 30 January 2012 |
Kingston Securities Limited 金利豐證券有限公司 | RE | 1 | 01 April 2003 | 27 September 2005 |
Kingston Securities Limited 金利豐證券有限公司 | RE | 9 | 01 April 2003 | 23 August 2004 |
Kingston Securities Limited 金利豐證券有限公司 | RE | 4 | 01 April 2003 | 23 August 2004 |
Kingston Securities Limited 金利豐證券有限公司 | RE | 6 | 01 April 2003 | 23 August 2004 |
Kingston Securities Limited 金利豐證券有限公司 | RE | 7 | 01 April 2003 | 04 July 2003 |