SFC Licences of HANCOCK Jonathan Stiles
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 22 September 2014 | 26 May 2017 |
Instinet Pacific Limited 極訊亞太有限公司 | RE | 7 | 03 June 2013 | 20 September 2014 |
Instinet Pacific Limited 極訊亞太有限公司 | RE | 4 | 03 June 2013 | 20 September 2014 |
Instinet Pacific Limited 極訊亞太有限公司 | RE | 1 | 03 June 2013 | 20 September 2014 |
Mirae Asset Wealth Management (HK) Limited 未來資產財富管理(香港)有限公司 | RO | 1 | 14 August 2009 | 10 April 2013 |
Mirae Asset Wealth Management (HK) Limited 未來資產財富管理(香港)有限公司 | RE | 1 | 01 June 2009 | 14 August 2009 |
HSBC Securities (Asia) Limited | RO | 1 | 01 April 2003 | 31 January 2009 |
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 | RO | 1 | 01 April 2003 | 31 January 2009 |