SFC Licences of TSE Wing Keung 謝永強

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Asia Investment Research Limited 亞洲投資研究有限公司 RO 9 08 October 2018
Asia Investment Research Limited 亞洲投資研究有限公司 RO 4 08 October 2018
Silver Grant International Capital Management Limited 銀建國際資本管理有限公司 RE 9 11 April 2016 20 September 2018
Silver Grant International Capital Management Limited 銀建國際資本管理有限公司 RO 4 08 March 2016 20 September 2018
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 1 31 July 2014 01 April 2015
RE 4 02 November 2012 11 July 2014
South China Securities Limited 南華證券投資有限公司 RE 1 02 November 2012 11 July 2014
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 1 31 January 2012 31 March 2012
MF Global Hong Kong Limited 明富環球香港有限公司 RE 4 07 June 2011 11 November 2011
MF Global Hong Kong Limited 明富環球香港有限公司 RE 1 07 June 2011 11 November 2011
CCB International Securities Limited 建銀國際證券有限公司 RE 1 02 February 2009 12 January 2011
Merrill Lynch Futures (Hong Kong) Limited RE 2 16 May 2008 21 October 2008
Merrill Lynch Far East Limited RE 1 01 September 2005 21 October 2008
Merrill Lynch (Asia Pacific) Limited RE 1 01 September 2005 21 October 2008
BOCI Securities Limited 中銀國際證券有限公司 RE 1 23 September 2003 01 September 2005
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 4 01 April 2003 11 April 2003
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 01 April 2003 11 April 2003
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 9 01 April 2003 11 April 2003
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 6 01 April 2003 11 April 2003