SFC Licences of WONG Suling 黃殊玲
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
RO | 1 | 06 March 2018 | 15 May 2020 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
RE | 2 | 26 July 2003 | 25 October 2017 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RE | 1 | 01 April 2003 | 12 July 2011 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RE | 4, 6, 7, 9 | 01 April 2003 | 10 June 2003 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
RE | 4 | 19 December 2017 | 15 May 2020 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
RE | 1 | 19 December 2017 | 06 March 2018 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RE | 4 | 19 March 2013 | 25 October 2017 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RO | 1 | 12 July 2011 | 25 October 2017 |