SFC Licences of POON Wing Chuen, Tony 潘永全

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Arete Capital Asia Limited RE 9 21 August 2020
Threadneedle Portfolio Services Hong Kong Limited 天利投資管理香港有限公司 RO 1 23 March 2011 29 March 2019
Merrill Lynch Far East Limited RO 2 20 August 2010 01 March 2011
Merrill Lynch Futures (Hong Kong) Limited RO 2 09 November 2004 01 March 2011
Merrill Lynch (Asia Pacific) Limited RO 1 09 November 2004 01 March 2011
Merrill Lynch (Asia Pacific) Limited RE 1 01 April 2003 09 November 2004
Merrill Lynch Futures (Hong Kong) Limited RE 2 01 April 2003 09 November 2004
Merrill Lynch Far East Limited RE 9 01 April 2003 29 July 2004
Merrill Lynch Far East Limited RE 1 01 April 2003 29 July 2004
Merrill Lynch Futures (Hong Kong) Limited RE 9 01 April 2003 29 July 2004
Merrill Lynch Far East Limited RE 6 01 April 2003 29 July 2004
Merrill Lynch Futures (Hong Kong) Limited RE 5 01 April 2003 29 July 2004
Merrill Lynch Futures (Hong Kong) Limited RE 7 01 April 2003 29 July 2004
Merrill Lynch Far East Limited RE 4 01 April 2003 29 July 2004
Merrill Lynch (Asia Pacific) Limited RE 6 01 April 2003 29 July 2004
Merrill Lynch (Asia Pacific) Limited RE 9 01 April 2003 29 July 2004
Merrill Lynch (Asia Pacific) Limited RE 4 01 April 2003 29 July 2004
Merrill Lynch (Asia Pacific) Limited RE 7 01 April 2003 29 July 2004