SFC Licences of LAU Tat Kit, Joseph 劉達傑
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 | RE | 2 | 10 September 2018 | |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 10 September 2018 | |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 | RE | 2 | 19 November 2004 | 31 August 2018 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 | RE | 1 | 19 November 2004 | 31 August 2018 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 1 | 01 April 2003 | 16 November 2004 |
| BNP Paribas Peregrine Futures Limited 法國巴黎百富勤期貨有限公司 | RE | 2 | 01 April 2003 | 16 November 2004 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 6 | 01 April 2003 | 06 February 2004 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 9 | 01 April 2003 | 06 February 2004 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 4 | 01 April 2003 | 06 February 2004 |
| BNP Paribas Peregrine Futures Limited 法國巴黎百富勤期貨有限公司 | RE | 9 | 01 April 2003 | 06 February 2004 |
| BNP Paribas Peregrine Futures Limited 法國巴黎百富勤期貨有限公司 | RE | 5 | 01 April 2003 | 06 February 2004 |