SFC licenceholder ACJ486 LAU Tat Kit, Joseph 劉達傑

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 13 November 2020

Institution Role Licences Start date End date
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE [1] (Dealing in Securities) 10 September 2018
UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 RE [2] (Dealing in Futures Contracts) 10 September 2018
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 19 November 2004 31 August 2018
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE [1] (Dealing in Securities) 01 April 2003 16 November 2004
BNP Paribas Peregrine Futures Limited 法國巴黎百富勤期貨有限公司 RE [2] (Dealing in Futures Contracts) 01 April 2003 16 November 2004
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE [4] (Advising on Securities), [6] (Advising on Corporate Finance), [9] (Asset Management) 01 April 2003 06 February 2004
BNP Paribas Peregrine Futures Limited 法國巴黎百富勤期貨有限公司 RE [5] (Advising on Futures Contracts), [9] (Asset Management) 01 April 2003 06 February 2004