SFC Licences of LAU Tat Kit, Joseph 劉達傑

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 RE 2 10 September 2018
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE 1 10 September 2018
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 RE 2 19 November 2004 31 August 2018
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 RE 1 19 November 2004 31 August 2018
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 1 01 April 2003 16 November 2004
BNP Paribas Peregrine Futures Limited 法國巴黎百富勤期貨有限公司 RE 2 01 April 2003 16 November 2004
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 4 01 April 2003 06 February 2004
BNP Paribas Peregrine Futures Limited 法國巴黎百富勤期貨有限公司 RE 5 01 April 2003 06 February 2004
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 6 01 April 2003 06 February 2004
BNP Paribas Peregrine Futures Limited 法國巴黎百富勤期貨有限公司 RE 9 01 April 2003 06 February 2004
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 9 01 April 2003 06 February 2004