SFC Licences of CHING Yung Fai 程容輝
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 | RE | 9 | 16 February 2015 | 31 December 2015 |
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 4 | 16 February 2015 | 31 December 2015 |
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 1 | 16 February 2015 | 31 December 2015 |
Zurich Advisory (HK) Limited 蘇黎世金融服務顧問有限公司 | RE | 4 | 05 July 2007 | 26 November 2009 |