SFC Licences of WONG Sze Yuen, Ivan 王士元
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BOCI Asia Limited 中銀國際亞洲有限公司 | RO | 1 | 18 August 2022 | |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 12 June 2015 | |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 12 June 2015 | |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 12 June 2015 | |
| Daiwa Capital Markets Trading Hong Kong Limited 大和資本市場金融交易香港有限公司 | RO | 1 | 02 August 2013 | 09 March 2015 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RO | 1 | 02 August 2013 | 09 March 2015 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 2 | 19 April 2012 | 09 March 2015 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 20 November 2010 | 02 August 2013 |
| Daiwa Capital Markets Trading Hong Kong Limited 大和資本市場金融交易香港有限公司 | RE | 2 | 03 July 2008 | 09 March 2015 |
| Daiwa Capital Markets Trading Hong Kong Limited 大和資本市場金融交易香港有限公司 | RE | 1 | 30 January 2008 | 02 August 2013 |
| KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司 | RE | 1 | 20 April 2006 | 20 November 2010 |