SFC Licences of LEE Kin Ming, Emily 李建明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
LGT Investment Management (Asia) Limited | RE | 9 | 10 December 2014 | 11 October 2017 |
LGT Investment Management (Asia) Limited | RE | 4 | 10 December 2014 | |
LGT Investment Management (Asia) Limited | RE | 1 | 10 December 2014 | |
HSBC Investment Funds (Hong Kong) Limited | RE | 1 | 10 August 2004 | 18 October 2004 |
HSBC Global Asset Management (Hong Kong) Limited | RE | 9 | 01 April 2003 | 18 October 2004 |
HSBC Global Asset Management (Hong Kong) Limited | RE | 4 | 01 April 2003 | 18 October 2004 |
HSBC Global Asset Management (Hong Kong) Limited | RE | 6 | 01 April 2003 | 06 May 2004 |