SFC Licences of CHEUNG Siu Man, Joann 張小敏
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
First Sentier Investors (Hong Kong) Limited | RE | 1 | 10 January 2008 | |
First Sentier Investors (Hong Kong) Limited | RE | 4 | 29 November 2007 | |
Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 | RE | 4 | 30 May 2006 | 18 July 2007 |
Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 | RE | 4 | 30 May 2006 | 18 July 2007 |
AIA Wealth Management Company Limited 友邦財富管理有限公司 | RE | 6 | 01 April 2003 | 30 May 2003 |
AIA Wealth Management Company Limited 友邦財富管理有限公司 | RE | 4 | 01 April 2003 | 30 May 2003 |
AIA Wealth Management Company Limited 友邦財富管理有限公司 | RE | 1 | 01 April 2003 | 30 May 2003 |
AIA Wealth Management Company Limited 友邦財富管理有限公司 | RE | 9 | 01 April 2003 | 30 May 2003 |