SFC Licences of CHEUNG Siu Man, Joann 張小敏

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
First Sentier Investors (Hong Kong) Limited RE 1 10 January 2008
First Sentier Investors (Hong Kong) Limited RE 4 29 November 2007
Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 RE 4 30 May 2006 18 July 2007
Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 RE 4 30 May 2006 18 July 2007
AIA Wealth Management Company Limited 友邦財富管理有限公司 RE 6 01 April 2003 30 May 2003
AIA Wealth Management Company Limited 友邦財富管理有限公司 RE 4 01 April 2003 30 May 2003
AIA Wealth Management Company Limited 友邦財富管理有限公司 RE 1 01 April 2003 30 May 2003
AIA Wealth Management Company Limited 友邦財富管理有限公司 RE 9 01 April 2003 30 May 2003