SFC Licences of TSE Wing Fai 謝榮輝

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 RO 2 16 June 2021
Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 RO 1 16 June 2021
Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 RO 9 02 September 2013
Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 RO 5 21 June 2012
Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 RO 4 21 June 2012
Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 RE 2 06 March 2012 16 June 2021
Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 RE 1 06 March 2012 16 June 2021
CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 RO 9 18 January 2005 14 January 2011
CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 RO 5 18 January 2005 14 January 2011
CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 RO 4 18 January 2005 14 January 2011
AIM Y.K. Hui Investment Consultants Limited 許沂光投資顧問有限公司 RO 9 01 April 2003 29 February 2012
AIM Y.K. Hui Investment Consultants Limited 許沂光投資顧問有限公司 RO 5 01 April 2003 29 February 2012
AIM Y.K. Hui Investment Consultants Limited 許沂光投資顧問有限公司 RO 4 01 April 2003 29 February 2012
AIM Y.K. Hui Investment Consultants Limited 許沂光投資顧問有限公司 RO 6 01 April 2003 03 November 2004